Richard Joseph Joins Chartwell as Managing Director - Adds Orange County Office

ORANGE COUNTY, California – Chartwell is pleased to announce the addition of Richard Joseph as a Managing Director to the firm. Richard will lead Chartwell’s west coast expansion from its new Orange County office. He has worked with ESOPs and other retirement plans for over 25 years.  Richard is a recognized authority in fiduciary compliance, corporate governance, ESOP asset management, and other business issues impacting privately held companies. 

“We are thrilled to add Richard to our team and are excited to leverage his vast expertise for our clients’ benefit,” said Paul Halverson, Managing Director and CEO. “Richard aligns perfectly with Chartwell’s core values of providing the highest level of professional advice to our clients.  With increasing regulatory scrutiny in the ESOP arena, his addition to our team is a reflection of Chartwell’s philosophy to attract top industry talent to provide our clients with holistic advice.”

Richard is a frequent speaker at local, regional, and national ESOP conferences. He is an active member of the National Center for Employee Ownership (NCEO), The ESOP Association, and Employee-Owned S Corporations of America (ESCA).

Prior to joining Chartwell, Richard was a Managing Director with Alerus Financial’s ESOP Services practice, where he regularly engaged with companies on a broad range of topics including ESOP formation, fiduciary issues, stock transaction structure, corporate governance, repurchase obligation, stock valuation and capital analysis, ESOP sustainability, and participant communications.


Chartwell is committed to providing innovative unbiased financial advisory solutions and we look forward to introducing Richard to our clients.